How Timeline helps advisers with regulatory compliance for income drawdown

There are only a few things that keep advisers awake at night than regulation and compliance!

At Timeline, we are all about helping advisers finding how we make life easier, particularly when it comes to income drawdown.

So we teamed up with Model Office, the RegTech firm founded by Chris Davies to look at how Timeline helps advisers meet regulatory and compliance obligation with regards to decumulation planning.

Model Office identified ten specific pieces of regulation where Timeline’s decumulation technology can support Retail Investment Advisers compliance with the relevant regulations.

The table below is a list of these regulatory obligations, which are classified under four categories:

  1. Advice Regulatory Requirements
  2. Pension transfer advice
  3. Disclosure of costs and charges
  4. Supervision and Accountability

You can download a PDF version here.

Abraham is the Founder and CEO of Timelineapp. He has authored the Beyond the 4% rule book, written several industry papers and delivered many talks. He holds a master’s degree from Coventry University and an alphabet soup of designations, including the Investment Management Certificate, Chartered Financial Planner and Chartered Wealth Manager.

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